20 beste Stellen als material compliance in wien – aktuell auf Personalsuche

Massar Capital Management, LP (“Massar”) is an alternative investment management company founded in 2015. We employ a global macro trading strategy that seeks to capture investment opportunities across commodity, foreign exchange, fixed income, equity, and derivatives markets. With offices in the United States and Europe, Massar prides itself on its dynamic, entrepreneurial culture. Our investment philosophy combines fundamental understanding of individual assets with a quantitative, data-driven process. We build proprietary technology and develop statistical methods to leverage both public and in-house data sets. Our team members possess strong technical skills, a passion for problem-solving, and an intellectual curiosity about financial markets.

ABOUT THE ROLE

We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth. This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture. This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.

PRIMARY RESPONSIBILITIES – COMPLIANCE ANALYST

Assist the General Counsel with the development, implementation and maintenance of global legal and compliance policies and procedures
Manage compliance task deadlines
Administer the firm’s Code of Ethics (gift/entertainment requests, conflict disclosures, political contributions, etc.), track certifications and maintain compliance logs
Assist with employee and firm trade surveillance
Review marketing materials
Track investor subscriptions and redemptions
Manage the counterparty and vendor diligence process
Coordinate with various departments on regulatory filings (SEC, CFTC/NFA, etc.)
Assist with NFA Self-Exam and SEC Annual Review

REQUIRED QUALIFICATIONS

Bachelor’s degree
1-3 years of compliance experience at an SEC registered investment adviser
General knowledge of CFTC and SEC regulatory framework
Outstanding attention to detail
Team player
Ability to work in a fast-paced, dynamic environment

Benefits

Minimum Base Salary: 55,000 EUR
Benefits: Lunch vouchers, annual public transport subscription with Wiener Linien or the equivalent contribution toward the Klimaticket

CONTACT: [email protected]

Jetzt bewerben

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